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 Duration 14 hours

Course Outline

Foundations of ISO 37301 and Compliance Management

  • Core objectives and purpose of ISO 37301
  • Compliance pillars: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership Engagement

  • Analyzing internal and external environmental factors
  • Defining executive duties and the role of leadership
  • Formulating compliance policies and strategic objectives

Strategic Planning and Support Mechanisms

  • Evaluating compliance risks and devising mitigation plans
  • Ensuring staff competence, awareness, and effective communication
  • Managing documentation and resource allocation for the CMS

Operational Controls and Compliance Procedures

  • Defining operational workflows and assigning responsibilities
  • Addressing compliance in outsourcing and third-party relationships
  • Recording compliance obligations and implementing controls

Monitoring, Assessment, and Reporting Structures

  • Measuring compliance performance and tracking KPIs
  • Executing internal audits and compliance evaluations
  • Establishing reporting channels and escalation protocols

Management Review and Continuous Enhancement

  • Assessing system effectiveness and incorporating leadership feedback
  • Resolving non-compliance issues and implementing corrective measures
  • Fostering ongoing improvement of the CMS

Certification, System Integration, and Future Trends

  • Navigating the path to ISO 37301 certification and external audits
  • Aligning with ISO 37001, ISO 9001, or ISO 27001
  • Exploring emerging compliance landscapes and digital governance

Wrap-up and Action Planning

Requirements

  • Foundational knowledge of compliance and risk management principles
  • Familiarity with management system standards
  • Background in regulatory, legal, or internal control operations

Target Audience

  • Compliance professionals and internal control supervisors
  • Auditors, legal counsel, and risk specialists
  • Executive leaders and governance officers committed to compliance integrity

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