ISO 37301 Compliance Management System Training Course
ISO 37301 is an international standard that defines the criteria for establishing, developing, implementing, evaluating, maintaining, and enhancing an effective compliance management system (CMS).
This instructor-led, live training (available online or onsite) is designed for beginner to intermediate-level professionals who want to understand, implement, or audit a compliance management system in accordance with ISO 37301.
Upon completion of this training, participants will be able to:
- Grasp the structure, purpose, and scope of ISO 37301.
- Execute the essential components of a compliance management system (CMS).
- Recognize compliance risks and opportunities throughout the organization.
- Integrate the ISO 37301 CMS with existing governance, risk, or ISO systems.
Course Format
- Interactive lectures and discussions.
- Practical exercises and real-world case studies.
- Group activities and compliance scenario simulations.
Customization Options
- For customized training arrangements, please contact us.
Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its objectives.
- Core principles of compliance: integrity, accountability, transparency.
- Key differences between ISO 19600 and ISO 37301.
Organizational Context and Leadership
- Understanding the internal and external context of the organization.
- Responsibilities of top management and their leadership role.
- Establishing a compliance policy and setting objectives.
Planning and Support Functions
- Assessing compliance risks and developing mitigation strategies.
- Competence, awareness, and communication requirements.
- Documentation and resource needs for the CMS.
Operational Controls and Compliance Processes
- Defining operational procedures and assigning responsibilities.
- Considerations for outsourcing and third-party compliance.
- Documenting compliance obligations and controls.
Monitoring, Evaluation, and Reporting
- Measuring compliance performance and utilizing KPIs.
- Conducting internal audits and compliance assessments.
- Managing compliance reporting and escalation processes.
Management Review and Continuous Improvement
- Reviewing system performance and gathering leadership input.
- Addressing non-compliance and implementing corrective actions.
- Ensuring ongoing improvement of the CMS.
Certification, Integration, and Future Readiness
- Steps for ISO 37301 certification and third-party audits.
- Integration with ISO 37001, ISO 9001, or ISO 27001.
- Emerging compliance trends and digital governance.
Summary and Next Steps
Requirements
- A foundational understanding of compliance and risk-related concepts.
- Familiarity with management system standards.
- Experience in regulatory, legal, or internal control functions.
Audience
- Compliance officers and internal control managers.
- Auditors, legal advisors, and risk professionals.
- Senior managers and governance leaders focused on ensuring compliance integrity.
Open Training Courses require 5+ participants.
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Testimonials (1)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
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