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Duration 14 hours
Course Outline
Foundations of ISO 37301 and Compliance Management
- Core objectives and purpose of ISO 37301
- Compliance pillars: integrity, accountability, and transparency
- Key distinctions between ISO 19600 and ISO 37301
Organizational Context and Leadership Engagement
- Analyzing internal and external environmental factors
- Defining executive duties and the role of leadership
- Formulating compliance policies and strategic objectives
Strategic Planning and Support Mechanisms
- Evaluating compliance risks and devising mitigation plans
- Ensuring staff competence, awareness, and effective communication
- Managing documentation and resource allocation for the CMS
Operational Controls and Compliance Procedures
- Defining operational workflows and assigning responsibilities
- Addressing compliance in outsourcing and third-party relationships
- Recording compliance obligations and implementing controls
Monitoring, Assessment, and Reporting Structures
- Measuring compliance performance and tracking KPIs
- Executing internal audits and compliance evaluations
- Establishing reporting channels and escalation protocols
Management Review and Continuous Enhancement
- Assessing system effectiveness and incorporating leadership feedback
- Resolving non-compliance issues and implementing corrective measures
- Fostering ongoing improvement of the CMS
Certification, System Integration, and Future Trends
- Navigating the path to ISO 37301 certification and external audits
- Aligning with ISO 37001, ISO 9001, or ISO 27001
- Exploring emerging compliance landscapes and digital governance
Wrap-up and Action Planning
Requirements
- Foundational knowledge of compliance and risk management principles
- Familiarity with management system standards
- Background in regulatory, legal, or internal control operations
Target Audience
- Compliance professionals and internal control supervisors
- Auditors, legal counsel, and risk specialists
- Executive leaders and governance officers committed to compliance integrity
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!