Course Outline
Learning objectives
Upon completing this training course, you will be capable of:
- Explaining the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
- Interpreting the ISO/IEC 42001 requirements for an AI management system from an auditor's perspective
- Evaluating the conformity of the AI management system to ISO/IEC 42001 requirements in line with fundamental audit concepts and principles
- Planning, conducting, and closing an ISO/IEC 42001 compliance audit, adhering to ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other auditing best practices
- Managing an ISO/IEC 42001 audit program
Outline
Day 1: Introduction to the artificial intelligence management system and ISO/IEC 42001
Day 2: Audit principles and the preparation for and initiation of an audit
Day 3: On-site audit activities
Day 4: Closing of the audit
Day 5: Certification Exam
Examination
The "PECB Certified ISO/IEC 42001 Lead Auditor" exam fulfills the requirements of the PECB Examination and Certification Program (ECP). It assesses the following competency domains:
Domain 1: Fundamental principles and concepts of an AI management system
Domain 2: AI management system requirements
Domain 3: Fundamental audit concepts and principles
Domain 4: Preparing an ISO/IEC 42001 audit
Domain 5: Conducting an ISO/IEC 42001 audit
Domain 6: Closing an ISO/IEC 42001 audit
Domain 7: Managing an ISO/IEC 42001 audit program
For detailed information regarding exam formats, available languages, and other specifics, please visit the List of PECB Exams and the Examination Rules and Policies.
Certification
PECB ISO/IEC 42001 Certification Path and Requirements
After successfully passing the exam, you may apply for one of four professional credentials based on your experience level. All credentials require passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and signing the PECB Code of Ethics.
1. Certified ISO/IEC 42001 Provisional Auditor
Ideal for newcomers to the field who have mastered theoretical knowledge but lack practical auditing or industry experience.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: None required
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Management System Audit Experience: None required
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Additional Requirement: Sign the PECB Code of Ethics
2. Certified ISO/IEC 42001 Auditor
Designed for professionals with a foundational level of experience in artificial intelligence management and auditing.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Two years total, including at least one year of specific work experience in Artificial Intelligence (AI)
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Management System Audit Experience: A minimum total of 200 hours of qualifying audit activities
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Additional Requirement: Sign the PECB Code of Ethics
3. Certified ISO/IEC 42001 Lead Auditor
The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Five years total, including at least two years of specific work experience in Artificial Intelligence (AI)
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Management System Audit Experience: A minimum total of 300 hours of qualifying audit activities
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Additional Requirement: Sign the PECB Code of Ethics
4. Certified ISO/IEC 42001 Senior Lead Auditor
The highest tier for expert practitioners with comprehensive, long-term leadership experience in auditing AI frameworks.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Ten years total, including at least seven years of specific work experience in Artificial Intelligence (AI)
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Management System Audit Experience: A minimum total of 1,000 hours of qualifying audit activities
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Additional Requirement: Sign the PECB Code of Ethics
Qualifying Audit Activities Note: To be considered valid by PECB, your audit hours must follow best practices and should include activities such as audit planning, managing an audit program, drafting audit or nonconformity reports, conducting on-site audits, and leading an audit team.
General
- Certification and examination fees are included in the price of the training course.
- Participants will receive training course materials containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes.
- An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.
- In case candidates fail the exam, they can retake it within 12 months following the initial attempt for free.
Requirements
The primary prerequisite for attending this training course is a solid foundational understanding of ISO/IEC 42001, as well as the key principles and concepts of artificial intelligence.
Who Should Attend?
This training course is designed for:
- Auditors (internal or external) looking to specialize in auditing AI management systems
- Managers and consultants aiming to master the audit process for AI management systems
- Professionals responsible for ensuring organizational conformity with AI management system requirements
- Expert advisors specializing in AI management
- Professionals tasked with analyzing and understanding business needs for AI implementation
- Individuals involved in developing and implementing AI solutions, as well as designing AI system architectures
Testimonials (4)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
the expertise & knowledge of the trainer
Erica DeRosa DeRosa - Aecon Group INc.
Course - ISO 37001 Anti-Bribery Management System
I enjoyed the quizzes, and Driton's style of teaching.
Chloe - SEEC MM Ltd.,
Course - ISO 9001 Lead Implementer
With both my 2022 ISO 9001 audit prep-related training & the recently completed ISO 9001 audit prep refresher course; Dereck has helped me significantly with regards to gaining a new & practical perspective of the ISO 9001:2015 clauses & sections & how they apply to our business. Dereck has also helped me with both training courses --- to improve my ISO-related communications both with our company's employees and the external ISO Auditors .